All change for public listings

What do the new Securities and Exchange Commission rules require?

Only companies with more than 250 employees can be listed on US exchanges

Companies can no longer be listed on more than one board

Companies must disclose whether they are owned or controlled by a government entity

Companies with fewer than 250 employees must fulfil additional criteria

When did the new SEC regulations take effect?

January 2022

November 2021

October 2021

December 2021

Which of the following is a circumstance where a Chinese company may be delisted from a US stock exchange?

Regulators have been unable to audit financial reports for three consecutive years

It is also listed on an exchange in mainland China

Share price falls below USD2

It is not also listed on an exchange in mainland China

When was the US's Holding Foreign Companies Accountable Act implemented?

2019

2021

2020

2022

Which recent Chinese law governs how companies collect consumer data?

Private Interest Protection Law

Personal Information Protection Law

Personal Interest Protection Law

Private Information Protection Law

What is the percentage of US-listed Chinese issuers with secondary listings in Hong Kong in 2021?

6.3 percent

7.2 percent

5.2 percent

4.8 percent

What do the CAC's new regulations require?

Companies will be required to create a special purpose acquisition company that lists overseas

Companies must allow the CAC to access users' data

Companies with data on more than one million users will not be permitted to list overseas

Companies with data on more than one million users must undergo a security review ahead of an overseas listing

When did the China Securities Regulatory Commission release a revised draft of its Provisions on Strengthening Confidentiality and Archives Administration for Overseas Securities Offering and Listing Law?

April 2021

December 2021

March 2022

April 2022

What will the amended law allow?

Companies to furnish SEC and other regulatory authorities with the information they request

Regulatory authorities to request additional disclosure requirements compared to existing US-listed companies

Regulatory authorities to request fewer disclosure requirements compared to existing US-listed companies

Companies to furnish SEC and other regulatory authorities with some of the information they request

Which of the following is NOT a circumstance where the SEC requires information on a special purpose acquisition company?

The company has offices in mainland China

The company has sponsors based in mainland China

Senior employees have travelled to mainland China during the past 12 months

The company is considering merging with a company incorporated in mainland China

All change for public listings

What do the new Securities and Exchange Commission rules require?

When did the new SEC regulations take effect?

Which of the following is a circumstance where a Chinese company may be delisted from a US stock exchange?

When was the US's Holding Foreign Companies Accountable Act implemented?

Which recent Chinese law governs how companies collect consumer data?

What is the percentage of US-listed Chinese issuers with secondary listings in Hong Kong in 2021?

What do the CAC's new regulations require?

When did the China Securities Regulatory Commission release a revised draft of its Provisions on Strengthening Confidentiality and Archives Administration for Overseas Securities Offering and Listing Law?

What will the amended law allow?

Which of the following is NOT a circumstance where the SEC requires information on a special purpose acquisition company?

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